Requirement for Online Registration of Retirement Adviser (RA):

A) For Individual Retirement Adviser:

✔  Aadhaar (with a mobile number registered with Aadhaar) for eKYC through OTP authentication, PAN and valid email id.

✔  Graduation Certificate

✔  NISM/FPSB Certificate/SEBI Investor Adviser-Certificate of Registration (Any One)

✔  Proposed business plan

✔  Process for risk profiling of subscribers and accessing suitability of advice

✔  Details of office infrastructure and communication facilities for undertaking retirement advisory services

✔  Credit Report (Score of more than 700, not older than 6 months).

✔  Copy of signature in required format for e SIGNing the application form

B) For Other than individual Retirement Adviser:

✔  Tax Account Number of registering entity

✔  PAN Card, Aadhaar Card, Graduation Certificate of Directors/Partners/Proprietors, Members. Trustees etc.

✔  NISM/FPSB Certificate/SEBI Investor Adviser-Certificate of Registration (of representative)

✔  Proposed business plan and means of achieving the same

✔  Details of Shareholding pattern of the applicant/s (Shareholding of 5% and above)

✔  Process for risk profiling of subscribers and accessing suitability of advice

✔  Details of office infrastructure and communication facilities for undertaking retirement advisory services

✔  Credit Report (Score of more than 700, not older than 6 months). For applicants other than financial institutions and banking companies

✔  Assets and Liabilities/Net worth certificate issued by a Chartered Accountant not more than 6 months old along with membership number of Chartered Accountant.